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Daron Allen Rudy

Sowell Management

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About Daron Allen Rudy

Daron Rudy is an Investment Advisor Representative associated with Sowell Management. Daron has been in the industry for over 20 years. Daron works with individuals, corporations, charitable organizations, and pension plans. Daron also offers financial planning and selection of other advisers. Daron has previously worked with MML Investors Services, LLC, Allmerica Investments, Inc., First Union Securities, Inc., and American Express Financial Advisors Inc.. Daron holds Series 63, 65, 7, and 24 licenses and has a Certified Financial Planner designation.

Firm Information

Daron Rudy is currently registered with Sowell Management. Sowell Management is an independent wealth management firm with a focus on providing customized financial planning and investment management services to individuals, families, and businesses. The firm has a strong track record of success in helping clients achieve their financial goals. Sowell Management is headquartered in NORTH LITTLE ROCK, AR and manages over $3.3 billion in assets for over 13,000 clients.
Sowell Management

5320 NORTHSHORE DRIVE

NORTH LITTLE ROCK, AR 72118

$3.33B

Assets Under Management

Not reported

Total Clients

90

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Daron Rudy’s Registration & Firm History

AR

10/27/2021 - Present

Sowell Management (NORTH LITTLE ROCK AR)

OK

04/19/2001 - 07/22/2016

MML INVESTORS SERVICES, LLC (ENID OK)

MA

02/11/2000 - 04/19/2001

ALLMERICA INVESTMENTS, INC. (WORCESTER MA)

MO

06/18/1999 - 01/14/2000

FIRST UNION SECURITIES, INC. (ST. LOUIS MO)

MN

05/31/1996 - 06/18/1999

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

05/31/1996 - 06/18/1999

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

IA

Issued 05/18/2021

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/13/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/09/1999

Series 24 - General Securities Principal Examination

BC

Issued 07/22/2016

SIE - Securities Industry Essentials Examination

BC

Issued 05/30/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There is public disclosure for Daron Allen Rudy. Review regulatory record here.
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