Unclaimed
Darol Wayne Ryan is an investment advisor representative with Main Management, LLC in San Francisco, CA. Darol Ryan is licensed to provide investment advice in California and Texas. Darol Ryan's firm provides investment advice to individuals, corporations, and pooled investment vehicles. Darol Ryan's investment advisory experience includes prior roles with CEROS FINANCIAL SERVICES, INC., MORGAN STANLEY & CO. LLC, KOYOTE TRADING LLC, SCHOTTENFELD GROUP LLC, and J.P. MORGAN SECURITIES INC. Darol Ryan has been in the securities industry since 2002. Darol Ryan specializes in investments in equities, options, and futures.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
CA
02/07/2020 - Present
Main Management, LLC (SAN FRANCISCO CA)
CA
08/27/2020 - 03/18/2022
CEROS FINANCIAL SERVICES, INC. (San Francisco CA)
CA
02/18/2010 - 10/11/2017
MORGAN STANLEY & CO. LLC (SAN FRANCISCO CA)
NY
08/03/2009 - 12/11/2009
KOYOTE TRADING LLC (NEW YORK NY)
NY
10/27/2008 - 10/08/2009
SCHOTTENFELD GROUP LLC (NEW YORK NY)
NY
06/12/2006 - 03/03/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
04/03/2002 - 06/09/2006
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
BC
Issued 12/05/2020
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 05/24/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/24/2003
Series 4 - Registered Options Principal Examination
BC
Issued 10/11/2017
SIE - Securities Industry Essentials Examination
BC
Issued 05/08/2010
Series 3 - National Commodity Futures Examination
BC
Issued 01/07/2003
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/01/2002
Series 7 - General Securities Representative Examination
Active
Inactive
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