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Darol Wayne Ryan

Main Management, LLC

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About Darol Wayne Ryan

Darol Wayne Ryan is an investment advisor representative with Main Management, LLC in San Francisco, CA. Darol Ryan is licensed to provide investment advice in California and Texas. Darol Ryan's firm provides investment advice to individuals, corporations, and pooled investment vehicles. Darol Ryan's investment advisory experience includes prior roles with CEROS FINANCIAL SERVICES, INC., MORGAN STANLEY & CO. LLC, KOYOTE TRADING LLC, SCHOTTENFELD GROUP LLC, and J.P. MORGAN SECURITIES INC. Darol Ryan has been in the securities industry since 2002. Darol Ryan specializes in investments in equities, options, and futures.

Firm Information

Darol Ryan is currently registered with Main Management, LLC. Main Management, LLC is a registered investment advisor based in San Francisco, California, with approximately $1.39 billion in regulatory assets under management. The firm provides portfolio management services to individuals, businesses, investment companies, and pooled investment vehicles. They have experience working with charitable organizations, high-net-worth individuals, pension and profit sharing plans, and corporations or other businesses. Main Management offers a wrap fee program.
Main Management, LLC

601 CALIFORNIA STREET

SAN FRANCISCO, CA 94108

$1.39B

Assets Under Management

11

Total Clients

18

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Darol Ryan’s Registration & Firm History

CA

02/07/2020 - Present

Main Management, LLC (SAN FRANCISCO CA)

CA

08/27/2020 - 03/18/2022

CEROS FINANCIAL SERVICES, INC. (San Francisco CA)

CA

02/18/2010 - 10/11/2017

MORGAN STANLEY & CO. LLC (SAN FRANCISCO CA)

NY

08/03/2009 - 12/11/2009

KOYOTE TRADING LLC (NEW YORK NY)

NY

10/27/2008 - 10/08/2009

SCHOTTENFELD GROUP LLC (NEW YORK NY)

NY

06/12/2006 - 03/03/2008

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

04/03/2002 - 06/09/2006

BANC OF AMERICA SECURITIES LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/05/2020

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 05/24/2018

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/24/2003

Series 4 - Registered Options Principal Examination

BC

Issued 10/11/2017

SIE - Securities Industry Essentials Examination

BC

Issued 05/08/2010

Series 3 - National Commodity Futures Examination

BC

Issued 01/07/2003

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 04/01/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Darol Wayne Ryan.
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