Unclaimed
Darlene Pasquill is a securities professional with over 20 years of experience in the financial services industry. Currently, Darlene is a registered representative with Mizuho Securities USA LLC. Darlene has held prior positions with Credit Suisse Securities (USA) LLC and Donaldson, Lufkin & Jenrette Securities Corporation. Darlene is licensed to conduct business in all 50 states and the District of Columbia. Darlene’s primary area of focus is on providing investment advice and brokerage services to a wide range of clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/02/2018 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
10/10/2000 - 05/15/2018
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NJ
07/12/1994 - 10/10/2000
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
BC
Issued 07/19/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/08/2016
Series 24 - General Securities Principal Examination
BC
Issued 09/02/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/14/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 05/15/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/2016
Series 57 - Securities Trader Exam
BC
Issued 07/11/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
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