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Darlene Nmi Pasquill

Mizuho Securities USA LLC

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About Darlene Nmi Pasquill

Darlene Pasquill is a securities professional with over 20 years of experience in the financial services industry. Currently, Darlene is a registered representative with Mizuho Securities USA LLC. Darlene has held prior positions with Credit Suisse Securities (USA) LLC and Donaldson, Lufkin & Jenrette Securities Corporation. Darlene is licensed to conduct business in all 50 states and the District of Columbia. Darlene’s primary area of focus is on providing investment advice and brokerage services to a wide range of clients.

Firm Information

Darlene Pasquill is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Darlene Pasquill’s Registration & Firm History

NY

11/02/2018 - Present

Mizuho Securities USA LLC (NEW YORK NY)

NY

10/10/2000 - 05/15/2018

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

NJ

07/12/1994 - 10/10/2000

DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)

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Licenses & Designations

BC

Issued 07/19/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/08/2016

Series 24 - General Securities Principal Examination

BC

Issued 09/02/2006

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 07/14/2006

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 05/15/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/18/2016

Series 57 - Securities Trader Exam

BC

Issued 07/11/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Darlene Nmi Pasquill.
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