Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Darlene? Claim Your ProfileDarlene McGregor is a financial advisor at Raymond James & Associates, Inc. with over 23 years of experience in the industry. Darlene has a Series 63, 7, 9, 10, 99TO and SIE. Darlene's areas of expertise include financial planning, pension consulting, and portfolio management. Darlene has worked at other firms including RBC Capital Markets, LLC and Wells Fargo Clearing Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WI
08/14/2019 - Present
Raymond James & Associates, Inc. (Waukesha WI)
WI
04/17/2015 - 07/18/2019
WELLS FARGO CLEARING SERVICES, LLC (MILWAUKEE WI)
WI
03/02/1998 - 05/11/2015
RBC CAPITAL MARKETS, LLC (MILWAUKEE WI)
NA
05/30/1996 - 03/02/1998
DAIN RAUSCHER INCORPORATED
BC
Issued 06/21/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/28/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/03/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/29/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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