Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Darla? Claim Your ProfileDarla Kay Zumm is a financial advisor with over 30 years of experience in the industry. Darla has been a registered representative with LPL Enterprise, LLC since September 2024. Previously, Darla was a registered representative with Prudential Financial, LLC and Cetera Advisor Networks LLC. Darla specializes in providing financial planning, portfolio management, and consulting services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NE
11/27/2024 - Present
LPL Enterprise, LLC (Genoa NE)
NE
05/15/2017 - 09/30/2022
PRUCO SECURITIES, LLC. (OMAHA NE)
NE
12/10/2015 - 03/23/2017
CETERA ADVISOR NETWORKS LLC (OMAHA NE)
NE
08/24/2015 - 11/25/2015
PROEQUITIES, INC. (OMAHA NE)
NE
04/10/2007 - 02/20/2015
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (OMAHA NE)
NE
03/25/2004 - 02/28/2007
WOODBURY FINANCIAL SERVICES, INC. (LA VISTA NE)
GA
01/06/2000 - 03/26/2004
PFS INVESTMENTS INC. (DULUTH GA)
GA
12/23/1992 - 12/31/1999
PFS INVESTMENTS INC. (DULUTH GA)
IA
Issued 08/16/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/08/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/20/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/15/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/30/2017
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/03/2008
Series 7 - General Securities Representative Examination
BC
Issued 12/21/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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