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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dariusz? Claim Your ProfileDariusz A. Caputa is a financial professional who has been in the industry since August 2004. Dariusz is a registered Investment Advisor Representative with Cetera Investment Advisers LLC. His current position began in June 2006. He is licensed in Illinois, California, Colorado, Connecticut, Florida, Indiana. Dariusz specializes in providing financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IL
09/26/2006 - Present
Cetera Investment Advisers LLC (DES PLAINES IL)
IA
Issued 9/25/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 8/31/2004
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 2/15/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/28/2010
Series 7 - General Securities Representative Examination
BC
Issued 8/27/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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