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Darius Lee Thooft

Cetera Investment Services LLC

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About Darius Lee Thooft

Darius Thooft is a financial professional registered with Cetera Investment Services LLC. Darius has passed the Securities Industry Essentials Examination (SIE) and the Operations Professional Examination (Series 99TO). Darius has been in the securities industry since October 30, 2023.

Firm Information

Darius Thooft is currently registered with Cetera Investment Services LLC. Cetera Investment Services LLC is a Limited Liability Company formed on November 30, 2012, and approved to operate in 53 states and the District of Columbia. The firm has 1 approved SEC registration and 53 approved state registrations. Cetera Investment Services LLC has a history of regulatory events (11 reported) and arbitration disclosures (3 reported).

Not reported

Assets Under Management

Not reported

Total Clients

372

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Darius Thooft’s Registration & Firm History

MN

10/30/2023 - Present

Cetera Investment Services LLC (ST CLOUD MN)

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Licenses & Designations

BC

Issued 10/30/2023

Series 99TO - Operations Professional Examination

BC

Issued 05/22/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Darius Lee Thooft.
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