Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Darius? Claim Your ProfileDarius Smith is a registered representative with Commerz Markets LLC. Darius has been in the securities industry since 2004. Darius has Series 3, 7, and 63 licenses and is registered with the Financial Industry Regulatory Authority (FINRA) and the state of New York. Darius was previously employed by CITIGROUP GLOBAL MARKETS INC., CREDIT SUISSE SECURITIES (USA) LLC, and ROYCE INVESTMENT GROUP, INC. Darius is a licensed securities professional and is committed to providing clients with excellent service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/17/2017 - Present
Commerz Markets LLC (NEW YORK NY)
NY
04/10/2015 - 05/19/2017
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
03/26/2004 - 03/25/2014
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
05/12/1995 - 09/13/1995
ROYCE INVESTMENT GROUP, INC. (WOODBURY NY)
BC
Issued 06/25/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/08/2009
Series 3 - National Commodity Futures Examination
BC
Issued 03/25/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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