Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daris? Claim Your ProfileDaris H. Tweed is a financial advisor currently registered with Transamerica Capital, Inc. and has been in the industry since 2006. Daris has a Series 7, Series 6, and Series 63 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
10/21/2021 - Present
Transamerica Capital, Inc. (DENVER CO)
CO
01/13/2020 - 04/08/2020
INVESCO DISTRIBUTORS, INC. (Centennial CO)
CO
12/03/2004 - 12/12/2019
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (CENTENNIAL CO)
FL
04/30/2004 - 09/28/2004
INTERSECURITIES, INC. (ST. PETERSBURG FL)
CA
03/25/2004 - 04/30/2004
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
BC
Issued 11/04/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/31/2013
Series 7 - General Securities Representative Examination
BC
Issued 03/24/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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