Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Darion? Claim Your ProfileDarion Morgan is a financial professional with over six years of experience in the industry. Darion is currently registered with Marex Capital Markets Inc., a firm with offices in Alpharetta, Georgia. Darion Morgan has also been registered with COWEN AND COMPANY, COWEN PRIME SERVICES LLC and COWEN EXECUTION SERVICES LLC in the past. Darion holds multiple licenses and certifications including Series 3, 57, 7, 63, SIE, and 99. Darion's current registrations include Georgia and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
GA
12/05/2023 - Present
Marex Capital Markets Inc. (Alpharetta GA)
GA
08/10/2021 - 12/12/2023
COWEN AND COMPANY (Alpharetta GA)
GA
08/14/2017 - 01/04/2022
COWEN PRIME SERVICES LLC (Alpharetta GA)
GA
01/24/2017 - 12/31/2017
COWEN EXECUTION SERVICES LLC (Alpharetta GA)
BC
Issued 10/01/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/25/2023
Series 3 - National Commodity Futures Examination
BC
Issued 06/16/2022
Series 57TO - Securities Trader Exam
BC
Issued 04/22/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/24/2017
Series 99 - Operations Professional Examination
Active
Inactive
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
Not sure Darion Morgan is the right advisor for you? Invested Better is here to help.
