Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dario? Claim Your ProfileDario Suarez is an active Investment Advisor Representative at UBS Financial Services Inc., with over 39 years of experience in the financial services industry. Dario has passed multiple securities exams, including Series 7, Series 63, Series 66, and Series 8. Dario has been registered with various firms including UBS Financial Services Incorporated of Puerto Rico, Citigroup Global Markets Inc., Lehman Brothers Inc., Dean Witter Reynolds Inc., and Drexel Burnham Lambert Incorporated. Dario specializes in several areas including portfolio management for businesses, financial planning, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
PR
03/23/2020 - Present
UBS Financial Services Inc. (SAN JUAN PR)
PR
10/12/2007 - 08/28/2021
UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO (SAN JUAN PR)
PR
07/31/1993 - 10/22/2007
CITIGROUP GLOBAL MARKETS INC. (PONCE BY PASS CARR-7 PONCE PR)
NY
11/11/1992 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
05/18/1989 - 11/11/1992
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
09/17/1984 - 07/01/1989
DREXEL BURNHAM LAMBERT INCORPORATED
NA
07/20/1983 - 08/31/1984
BECKER PARIBAS INCORPORATED
BOTH
Issued 07/27/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/04/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/26/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/1983
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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