Unclaimed
Dario Urbaez Moquete is a financial professional with over a year of experience in the industry. Dario is currently registered with Fidelity Brokerage Services LLC and holds Series 7TO, SIE, 63, and 66 licenses. Dario has experience with Merrill Lynch, Pierce, Fenner & Smith Incorporated and has been registered in 53 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
RI
07/06/2021 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
IL
12/18/2019 - 10/13/2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ROLLING MEADOWS IL)
BOTH
Issued 04/06/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/17/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/18/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/24/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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