Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dario? Claim Your ProfileDario Orosco is a financial advisor with Wells Fargo Clearing Services, LLC. Dario has been in the financial services industry for over 19 years. Dario has experience providing financial advice to a wide range of clients, including high-net-worth individuals, corporations, and charitable organizations. Dario is registered to provide investment advice in California and Texas. Dario is a Registered Representative with Wells Fargo Clearing Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
11/01/2018 - Present
Wells Fargo Clearing Services, LLC (SAN LUIS OBISPO CA)
CA
12/04/2012 - 09/27/2016
J.P. MORGAN SECURITIES LLC (VENTURA CA)
NY
06/12/2012 - 12/17/2012
CITIGROUP GLOBAL MARKETS INC. (FREEPORT NY)
TX
07/25/2006 - 06/04/2012
CHASE INVESTMENT SERVICES CORP. (AUSTIN TX)
NY
03/29/2006 - 07/25/2006
ESSEX NATIONAL SECURITIES, INC. (NEW YORK NY)
NY
12/21/2005 - 03/07/2006
CITICORP INVESTMENT SERVICES (NEW YORK NY)
CA
09/03/2004 - 12/14/2005
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
NY
11/05/2003 - 06/03/2004
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
BOTH
Issued 03/01/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/12/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/08/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/10/2004
Series 7 - General Securities Representative Examination
BC
Issued 11/03/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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