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Dario Jude Rossi

Samuel A. Ramirez & Company, Inc.

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About Dario Jude Rossi

Dario Rossi has been in the financial services industry since 1985. Dario is currently registered with Samuel A. Ramirez & Company, Inc. in New York. Dario has a background in both equities and municipal securities. Prior to joining Samuel A. Ramirez & Company, Inc., Dario held positions at FHN Financial Securities Corp, Canaccord Genuity LLC, William Blair, J.P. Morgan Securities LLC, J.P. Morgan Securities Inc., Bear, Stearns & Co. Inc., Tucker Anthony Incorporated, Societe Generale Securities Corporation, BHF Securities Corporation, Wertheim Schroder & Co. Incorporated, Thomson McKinnon Securities Inc., Dean Witter Reynolds Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated.

Firm Information

Dario Rossi is currently registered with Samuel A. Ramirez & Company, Inc.. Samuel A. Ramirez & Company, Inc. is a corporation formed in 1971. It is registered in 51 states and the District of Columbia, as well as with the Securities and Exchange Commission (SEC). The firm has been involved in 6 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

118

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Dario Rossi’s Registration & Firm History

NY

10/26/2023 - Present

Samuel A. Ramirez & Company, Inc. (NEW YORK NY)

NY

06/29/2020 - 09/26/2023

FHN FINANCIAL SECURITIES CORP. (SYOSSET NY)

NY

06/06/2019 - 07/31/2020

CANACCORD GENUITY LLC (NEW YORK NY)

NY

08/07/2018 - 06/13/2019

WILLIAM BLAIR (NEW YORK NY)

NY

10/01/2008 - 04/23/2018

J.P. MORGAN SECURITIES LLC (NEW YORK NY)

NY

07/25/2008 - 10/01/2008

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

01/22/1997 - 07/25/2008

BEAR, STEARNS & CO. INC. (NEW YORK NY)

MA

01/04/1996 - 10/21/1996

TUCKER ANTHONY INCORPORATED (BOSTON MA)

NY

04/18/1995 - 10/16/1995

SOCIETE GENERALE SECURITIES CORPORATION (NEW YORK NY)

NY

03/01/1994 - 12/30/1994

BHF SECURITIES CORPORATION (NEW YORK NY)

NY

07/18/1989 - 02/09/1994

WERTHEIM SCHRODER & CO. INCORPORATED (NEW YORK NY)

NY

07/02/1987 - 07/25/1989

THOMSON MCKINNON SECURITIES INC. (NEW YORK NY)

NA

07/18/1983 - 06/05/1986

DEAN WITTER REYNOLDS INC.

NA

04/19/1983 - 07/11/1983

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Licenses & Designations

BC

Issued 10/31/1989

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/12/1994

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/16/1983

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Dario Jude Rossi.
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