Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dario? Claim Your ProfileDario Pompeo is a financial professional with over 20 years of experience in the industry. Dario is currently registered with LPL Financial LLC and has held previous roles with National Planning Corporation, Genworth Financial Securities Corporation, MetLife Securities Inc., Evolution Financial Technologies, LLC, Sonic Technologies LLC, and Heartland Securities Corp. Dario has a broad range of experience and holds licenses including Series 7, 24, 55, and 63.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
11/29/2017 - Present
LPL Financial LLC (STATEN ISLAND NY)
NY
09/05/2012 - 11/29/2017
NATIONAL PLANNING CORPORATION (STATEN ISLAND NY)
NY
08/28/2009 - 08/31/2012
GENWORTH FINANCIAL SECURITIES CORPORATION (STATEN ISLAND NY)
NY
01/29/2008 - 08/20/2009
METLIFE SECURITIES INC. (BROOKLYN NY)
NJ
10/19/2004 - 02/08/2006
EVOLUTION FINANCIAL TECHNOLOGIES, LLC (ISELIN NJ)
NJ
05/11/2004 - 10/06/2004
SONIC TECHNOLOGIES LLC (ISELIN NJ)
NJ
02/13/2002 - 06/17/2002
HEARTLAND SECURITIES CORP. (EDISON NJ)
NJ
04/21/1998 - 03/03/2000
HEARTLAND SECURITIES CORP. (EDISON NJ)
NE
06/27/1996 - 04/21/1998
DATEK ONLINE BROKERAGE SERVICES CORP. (OMAHA NE)
BC
Issued 06/03/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/31/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/01/2002
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/26/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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