Unclaimed
Dario Cosic is a financial advisor based in Chicago, Illinois. Dario is currently registered with Interactive Brokers LLC. Dario has been in the financial industry since 2004 and has held previous positions at Great Point Capital LLC, Chimera Securities, LLC, Assent LLC, Trillium Trading LLC, and Heartland Securities Corp. Dario holds several industry licenses including Series 3, 7, 55, 57TO, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
09/29/2016 - Present
Interactive Brokers LLC (CHICAGO IL)
IL
01/19/2016 - 08/23/2016
GREAT POINT CAPITAL LLC (CHICAGO IL)
NY
03/21/2011 - 01/29/2016
CHIMERA SECURITIES, LLC (NEW YORK NY)
NY
03/14/2008 - 11/04/2008
ASSENT LLC (NEW YORK NY)
NY
06/02/2003 - 10/31/2006
TRILLIUM TRADING LLC (NEW YORK NY)
NJ
06/15/2000 - 06/04/2003
HEARTLAND SECURITIES CORP. (EDISON NJ)
BC
Issued 03/17/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/2017
Series 3 - National Commodity Futures Examination
BC
Issued 05/25/2016
Series 7 - General Securities Representative Examination
BC
Issued 08/28/2000
Series 55 - Limited Representative-Equity Trader Exam
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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