Unclaimed
Darin Swick is an investment advisor representative at Thrivent Investment Management Inc., a firm with a long history of serving individuals, families, and faith-based organizations. Darin has been working in the financial services industry since January 31, 2016, and holds licenses to provide investment advice in Colorado and Texas. Darin is dedicated to providing personalized financial advice and helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
11/01/2024 - Present
Thrivent Investment Management Inc. (Greenwood Village CO)
CO
07/11/2022 - 11/24/2023
LPL FINANCIAL LLC (DENVER CO)
CO
01/08/2019 - 07/11/2022
PRUCO SECURITIES, LLC. (ENGLEWOOD CO)
CO
07/30/2018 - 01/04/2019
WOODBURY FINANCIAL SERVICES, INC. (GREENWOOD VILLAGE CO)
CO
02/27/2017 - 08/14/2018
PRINCIPAL SECURITIES, INC. (DENVER CO)
CO
01/01/2016 - 02/01/2017
SECURIAN FINANCIAL SERVICES, INC. (GREENWOOD VILLAGE CO)
BOTH
Issued 12/08/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/30/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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