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Darin Scott Paul

Southeast Investments, N.c., Inc.

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About Darin Scott Paul

Darin Scott Paul is a financial professional with over 17 years of experience in the industry. Currently, Darin is a registered representative with Southeast Investments, N.c., Inc., a full-service broker-dealer. Darin has held previous positions with TRANSAMERICA FINANCIAL ADVISORS, INC and WORLD GROUP SECURITIES, INC. Darin holds Series 6 and 63 licenses and the SIE exam. Darin offers a range of financial services including financial planning, portfolio management for individuals and businesses, and selection of other advisors.

Firm Information

Darin Paul is currently registered with Southeast Investments, N.c., Inc.. Southeast Investments, N.c., Inc. is a Corporation that was formed on December 6, 1996. They are a registered investment advisor with the SEC and all 51 states. They provide financial planning, selection of other advisors, portfolio management for businesses, and portfolio management for individuals. They also offer wrap fee program participation.

Not reported

Assets Under Management

Not reported

Total Clients

45

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Offer products as a b/d on a commission basis

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Darin Paul’s Registration & Firm History

NC

09/23/2019 - Present

Southeast Investments, N.c., Inc. (CHARLOTTE NC)

GA

01/06/2012 - 09/24/2019

TRANSAMERICA FINANCIAL ADVISORS, INC (ALPHARETTA GA)

UT

01/30/2006 - 01/06/2012

WORLD GROUP SECURITIES, INC. (SOUTH JORDAN UT)

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Licenses & Designations

BC

Issued 02/17/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/28/2006

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 5 public disclosures for Darin Scott Paul. Review regulatory record here.
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