Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Darin? Claim Your ProfileDarin Miller is a financial advisor with Wells Fargo Clearing Services, LLC and has been in the industry since 1993. Darin has a wide range of experience and holds several licenses and certifications including Series 3, 7, 9, 10, 31, 62, 63, and 65. Darin is registered to provide investment advice and securities brokerage services in several states including California, Arizona, Arkansas, Colorado, Florida, Illinois, Massachusetts, Nevada, New York, Utah and Washington. Prior to joining Wells Fargo Clearing Services, LLC, Darin worked at several firms including Prudential Securities Incorporated, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Dean Witter Reynolds Inc., Toluca Pacific Securities Corp., Meyers Securities Corporation, Annandale Securities, Inc., Corporate Securities Group, Inc. and Chadwick Securities, Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
07/01/2003 - Present
Wells Fargo Clearing Services, LLC (ROLLING HILLS ESTATES CA)
NY
10/20/1999 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
04/17/1998 - 10/22/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
02/07/1996 - 04/29/1998
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
CA
01/31/1995 - 02/06/1996
TOLUCA PACIFIC SECURITIES CORP. (BURBANK CA)
NY
04/12/1994 - 08/28/1995
MEYERS SECURITIES CORPORATION (ROCHESTER NY)
NA
04/04/1994 - 04/05/1994
ANNANDALE SECURITIES, INC.
MO
09/27/1993 - 02/14/1994
CORPORATE SECURITIES GROUP, INC. (ST. LOUIS MO)
CA
08/13/1993 - 10/20/1993
CHADWICK SECURITIES, INC. (ALISO VIEJO CA)
IA
Issued 02/21/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/15/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/24/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/01/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/26/2002
Series 3 - National Commodity Futures Examination
BC
Issued 02/22/1996
Series 31 - Futures Managed Funds Examination
BC
Issued 02/14/1994
Series 7 - General Securities Representative Examination
BC
Issued 08/12/1993
Series 62 - Corporate Securities Limited Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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