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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Darin? Claim Your ProfileDarin Carroll is a financial advisor with over 20 years of experience in the industry. Darin has held positions at several firms including Edward Jones, Lincoln Investment Planning, Inc., and New England Securities. Darin is currently registered with LPL Financial LLC and is licensed to conduct business in multiple states. Darin specializes in working with high-net-worth individuals, corporations, pension plans, and other business entities. Darin is a Certified Financial Planner and is committed to providing personalized financial advice to meet the unique needs of each client.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
01/30/2024 - Present
LPL Financial LLC (TAVERNIER FL)
CO
09/09/2013 - 07/21/2021
WADDELL & REED (COLORADO SPRINGS CO)
CO
09/27/2012 - 09/05/2013
TRANSAMERICA FINANCIAL ADVISORS, INC (COLORADO SPRINGS CO)
MO
08/01/2007 - 01/14/2008
FIRST WALL STREET CORP. (KANSAS CITY MO)
CO
07/22/2002 - 03/28/2007
EDWARD JONES (COLORADO SPRINGS CO)
PA
03/20/2000 - 05/31/2002
LINCOLN INVESTMENT PLANNING, INC. (FORT WASHINGTON PA)
NY
02/02/1999 - 08/26/1999
NEW ENGLAND SECURITIES (NEW YORK NY)
MN
12/16/1997 - 02/04/1999
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
12/16/1997 - 02/04/1999
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
MA
05/26/1993 - 10/05/1993
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
05/26/1993 - 10/05/1993
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BOTH
Issued 05/25/2012
Series 66 - Uniform Combined State Law Examination
IA
Issued 06/14/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/08/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/20/2012
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/12/2012
Series 7 - General Securities Representative Examination
BC
Issued 05/25/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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