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Darin Ray Womble

ARK Alliance Financial LLC

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About Darin Ray Womble

Darin Womble is an investment advisor representative at Ark Alliance Financial Llc, registered with the state of Texas. Darin has been in the financial industry since 2006, and holds a Series 63, 66, 7, and 24 license. Darin Womble previously worked at J.P. MORGAN SECURITIES LLC, TD AMERITRADE, INC., TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC, and AMERICAN CENTURY INVESTMENT SERVICES INC. Darin Womble provides financial planning, educational seminars, and portfolio management for individuals.

Firm Information

Darin Womble is currently registered with ARK Alliance Financial LLC. ARK Alliance Financial LLC is a registered investment advisor with approximately $49.17 million in regulatory assets under management. The firm offers financial planning, portfolio management for individuals, educational seminars, and publication of periodicals. ARK Alliance Financial LLC serves high-net-worth individuals, individuals other than high-net-worth, and charitable organizations.

$49.17M

Assets Under Management

2

Total Clients

2

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Darin Womble’s Registration & Firm History

TX

10/08/2020 - Present

ARK Alliance Financial LLC (PEARLAND TX)

TX

10/07/2019 - 07/22/2020

J.P. MORGAN SECURITIES LLC (HOUSTON TX)

TX

05/02/2019 - 09/10/2019

TD AMERITRADE, INC. (PEARLAND TX)

TX

08/14/2015 - 04/09/2019

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (HOUSTON TX)

KS

12/19/2006 - 07/30/2015

AMERICAN CENTURY INVESTMENT SERVICES INC. (LEAWOOD KS)

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Licenses & Designations

BOTH

Issued 11/04/2015

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/17/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/26/2024

Series 24 - General Securities Principal Examination

BC

Issued 03/26/2024

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/10/2013

Series 7 - General Securities Representative Examination

BC

Issued 12/18/2006

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There is public disclosure for Darin Ray Womble. Review regulatory record here.
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