Unclaimed
Darin Ries is a financial advisor who has been in the industry since 1999. Ries is currently registered with U.S. Bancorp Investments, Inc. as an Investment Advisor Representative. Darin Ries is registered in 52 states and the District of Columbia. Ries has passed the Series 6, 7, 24, 55, 63, 65, SIE and 57TO examinations. Ries has specializations in financial planning, portfolio management for businesses, and portfolio management for individuals. Ries offers a variety of financial services to individuals, corporations, and other businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
12b-1,networking&shareholder serv,product partner arrangements
1
2
MN
12/10/2013 - Present
U.s. Bancorp Investments, Inc. (Saint Paul MN)
IA
Issued 12/23/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/12/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/28/2015
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/23/2004
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/17/2002
Series 7 - General Securities Representative Examination
BC
Issued 11/09/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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