Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Darin? Claim Your ProfileDarin Matthew Thomas is a financial advisor who has been in the industry since 2006. Darin is currently registered with Manning & Napier Investor Services, Inc. Darin has previously worked for ALPS Distributors, Inc. and Wells Fargo Funds Distributor, LLC. Darin is licensed in several states, including Illinois, Iowa, Kansas, Michigan, Minnesota, Missouri, Nebraska, North Dakota, Ohio, South Dakota and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/08/2022 - Present
Manning & Napier Investor Services, Inc. (FAIRPORT NY)
CO
03/02/2021 - 07/20/2022
ALPS DISTRIBUTORS, INC. (DENVER CO)
WI
07/21/2005 - 01/22/2020
WELLS FARGO FUNDS DISTRIBUTOR, LLC (MENOMONEE FALLS WI)
IA
Issued 12/18/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/27/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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