Unclaimed
Darin L. Dunham is a financial advisor with Wells Fargo Clearing Services, LLC and has been in the industry since June 23, 2000. Darin L. Dunham is registered with FINRA and the state of Minnesota. Darin L. Dunham is also a registered Investment Advisor Representative with Wells Fargo Clearing Services, LLC. Prior to joining Wells Fargo Clearing Services, LLC, Darin L. Dunham worked at U.S. BANCORP INVESTMENTS, INC. and TCF SECURITIES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MN
06/03/2016 - Present
Wells Fargo Clearing Services, LLC (MAPLE GROVE MN)
MN
10/18/2000 - 06/08/2016
U.S. BANCORP INVESTMENTS, INC. (MINNEAPOLIS MN)
CA
06/01/2004 - 06/08/2004
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
MN
05/01/2000 - 08/24/2000
TCF SECURITIES, INC. (MINNEAPOLIS MN)
BOTH
Issued 03/29/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/02/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/23/2003
Series 7 - General Securities Representative Examination
BC
Issued 04/29/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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