Unclaimed
Darin Leone is a financial advisor with over 20 years of experience in the industry. Darin currently works at Hornor, Townsend & Kent, LLC. Darin has experience in both broker-dealer and investment advisory roles and is licensed in Florida and Pennsylvania. In addition to providing financial advice, Darin serves as a Board Member on the Board of Trustees for Archbishop Walsh/Southern Tier Catholic in Olean, NY. Darin is a Series 6, 7, 66, and SIE licensed professional and is dedicated to helping clients meet their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Trail commissions, distribution assistance fees
1
2
PA
03/26/2024 - Present
Hornor, Townsend & Kent, LLC (HORSHAM PA)
FL
06/16/2023 - 01/10/2024
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (TAMPA FL)
NY
10/05/2009 - 08/10/2021
MANNING & NAPIER INVESTOR SERVICES, INC. (FAIRPORT NY)
FL
07/07/2005 - 03/05/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (ST. PETERSBURG FL)
FL
10/03/2000 - 04/29/2003
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
AZ
03/10/2000 - 09/13/2000
SIMMERS CAPITAL MANAGEMENT CORPORATION (PHOENIX AZ)
BOTH
Issued 07/18/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/06/2005
Series 7 - General Securities Representative Examination
BC
Issued 03/09/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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