Unclaimed
Darin McLeish is a financial advisor with U.S. Bancorp Investments, Inc. in Anaheim, California. Darin has been in the financial industry since 1995 and holds both Series 7 and Series 63 licenses, as well as Series 10, Series 9, and Series 3 licenses. He also holds a Series 65 license, making him a registered investment advisor. Darin has held previous roles with Comerica Securities, Fidelity Brokerage Services LLC, TD Ameritrade, Inc., Morgan Stanley DW Inc., UBS PaineWebber Inc., and Prudential Securities Incorporated. He works with individual clients, high-net-worth individuals, charitable organizations, corporations, and pension plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
12b-1,networking&shareholder serv,product partner arrangements
1
2
CA
10/06/2021 - Present
U.s. Bancorp Investments, Inc. (Anaheim CA)
CA
03/15/2016 - 10/07/2021
COMERICA SECURITIES (COSTA MESA CA)
CA
05/29/2007 - 03/07/2016
FIDELITY BROKERAGE SERVICES LLC (MISSION VIEJO CA)
CA
07/06/2006 - 02/05/2007
TD AMERITRADE, INC. (BEVERLY HILLS CA)
CA
08/28/2001 - 06/07/2006
MORGAN STANLEY DW INC. (SANTA ANA CA)
NJ
05/03/1999 - 09/18/2001
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
06/22/1995 - 04/21/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 07/07/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/29/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/08/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/08/2003
Series 3 - National Commodity Futures Examination
BC
Issued 06/21/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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