Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Darin? Claim Your ProfileDarin Daniel Gong has over 11 years of experience in the financial services industry. Darin Gong is a Registered Representative of Principal Securities, Inc. and an Investment Advisor Representative of Principal Life Insurance Company. Previously, Darin Gong was a Registered Representative of Cetera Advisors LLC, First Allied Securities, Inc., and Girard Securities, Inc. among others. Darin Gong is registered in California and Iowa. Darin Gong specializes in providing financial planning services, pension consulting, and educational seminars. Darin Gong offers portfolio management services for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
IA
11/21/2023 - Present
Principal Securities, Inc. (DES MOINES IA)
CA
06/01/2021 - 06/09/2022
CETERA ADVISORS LLC (SAN DIEGO CA)
CA
05/28/2014 - 06/09/2022
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
CA
05/24/2016 - 08/03/2018
CETERA ADVISOR NETWORKS LLC (SAN DIEGO CA)
CA
01/20/2016 - 11/02/2017
GIRARD SECURITIES, INC. (SAN DIEGO CA)
CA
01/20/2016 - 11/09/2016
VSR FINANCIAL SERVICES, INC. (San Diego CA)
CA
11/16/2012 - 05/20/2014
ALTEGRIS INVESTMENTS, INC. (LA JOLLA CA)
CA
05/24/2011 - 11/30/2012
TD AMERITRADE, INC. (SAN DIEGO CA)
BOTH
Issued 08/11/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/22/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/06/2012
Series 24 - General Securities Principal Examination
BC
Issued 12/12/2011
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/23/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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