Unclaimed
Darin Rokke is a financial advisor with LPL Financial LLC. Darin has been in the financial services industry since 1996 and has experience working with individuals, businesses, and retirement plans. Darin holds licenses in multiple states including Arizona, Colorado, Florida, Indiana, Kansas, Maine, Minnesota, North Dakota, and Wisconsin. In addition to his work with LPL Financial, Darin is also involved with Rokke Family Farms LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
01/21/2014 - Present
LPL Financial LLC (CHANDLER AZ)
MN
09/01/2000 - 03/31/2008
NFP SECURITIES, INC. (PLYMOUTH MN)
CT
10/15/1996 - 08/31/2000
W. S. GRIFFITH & CO., INC. (HARTFORD CT)
MN
09/26/1996 - 10/14/1996
AAL CAPITAL MANAGEMENT CORPORATION (MINNEAPOLIS MN)
IA
Issued 10/31/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/23/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/10/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/04/2000
Series 7 - General Securities Representative Examination
BC
Issued 09/25/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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