Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Darin? Claim Your ProfileDarin Bauguss is a financial advisor with Wells Fargo Securities, LLC. Darin has been in the financial services industry since 2001. He has a Series 7 and Series 63 license. Prior to joining Wells Fargo Securities, Darin was a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, Banc of America Securities LLC, Jefferson Pilot Securities Corporation and Wachovia Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
07/05/2023 - Present
Wells Fargo Securities, LLC (CHARLOTTE NC)
NY
11/01/2010 - 06/24/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
04/07/2005 - 11/01/2010
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
IN
09/09/2002 - 06/30/2003
JEFFERSON PILOT SECURITIES CORPORATION (FORT WAYNE IN)
MO
06/15/2002 - 07/17/2002
WACHOVIA SECURITIES, INC. (ST. LOUIS MO)
NC
08/10/2001 - 06/15/2002
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
BC
Issued 03/25/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/24/2015
SIE - Securities Industry Essentials Examination
BC
Issued 08/09/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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