Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Darin? Claim Your ProfileDarin Peterson is a financial advisor with LPL Financial LLC. Darin has been in the industry since 1991. Darin holds Series 7, 24, 52TO, 53, and 63 licenses as well as the SIE exam and the Series 65 license. Darin is registered with the Securities and Exchange Commission and is licensed in Arizona, California, Colorado, Florida, Idaho, Illinois, Iowa, Kansas, Massachusetts, Minnesota, Montana, Nevada, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oregon, South Dakota, Tennessee, Texas, Utah, Virginia, Washington, and Wisconsin. Darin has worked at various firms including U.S. Bancorp Investments, Inc., A.G. Edwards & Sons, Inc., FSC Securities Corporation, and Osaic Wealth, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
ND
03/04/2024 - Present
LPL Financial LLC (JAMESTOWN ND)
ND
11/03/2023 - 03/07/2024
OSAIC WEALTH, INC. (JAMESTOWN ND)
ND
05/29/1998 - 11/03/2023
FSC SECURITIES CORPORATION (JAMESTOWN ND)
MN
04/28/1995 - 05/13/1998
U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)
MO
09/17/1990 - 12/22/1994
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
IA
Issued 10/19/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/18/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/24/2012
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/26/1998
Series 24 - General Securities Principal Examination
BC
Issued 03/04/2024
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/14/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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