Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Darien? Claim Your ProfileDarien Sherman Lewie is a registered representative with Osaic Institutions, Inc. Darien is a financial advisor with over 23 years of experience in the industry. Darien has held previous registrations with HARVEST CAPITAL LLC and WOODBURY FINANCIAL SERVICES, INC. in addition to Merrill Lynch, Pierce, Fenner & Smith Incorporated. Darien is a Series 7 and Series 66 licensed representative and has a SIE designation. Darien's practice specializes in providing financial planning and investment advice for individuals and businesses. Darien also provides solicitation services for other advisors and selects other advisors for clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Solicitation services for other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CT
11/30/2013 - Present
Osaic Institutions, Inc. (Granby CT)
CT
08/10/2012 - 11/20/2013
HARVEST CAPITAL LLC (GRANBY CT)
CT
12/12/2008 - 08/16/2012
WOODBURY FINANCIAL SERVICES, INC. (GRANBY CT)
CT
09/30/1999 - 12/16/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FARMINGTON CT)
BOTH
Issued 04/18/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/27/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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