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Dariel Porter Murray

Purshe Kaplan Sterling Investments

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About Dariel Porter Murray

Dariel Porter Murray is a financial advisor with over 20 years of experience in the industry. Dariel has worked with Purshe Kaplan Sterling Investments since 2013, and has held previous roles with UBS Financial Services Inc., Farmers Financial Solutions, LLC, 1st Global Capital Corp., Compass Brokerage, Inc., American Express Financial Advisors Inc., and IDS Life Insurance Company. Dariel is registered with FINRA and the state of Alabama and holds the Series 63, Series 66, Series 7 and SIE licenses.

Firm Information

Dariel Murray is currently registered with Purshe Kaplan Sterling Investments. Purshe Kaplan Sterling Investments is a Corporation formed on December 16, 1993 and is approved to operate in all 50 states, the District of Columbia, and the Virgin Islands. The firm has been registered with the SEC and has 10 regulatory event disclosures and 2 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

181

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Dariel Murray’s Registration & Firm History

AL

01/02/2013 - Present

Purshe Kaplan Sterling Investments (MOBILE AL)

AL

01/12/2009 - 12/03/2012

1ST GLOBAL CAPITAL CORP. (MOBILE AL)

AL

03/26/2007 - 12/16/2008

UBS FINANCIAL SERVICES INC. (MOBILE AL)

AL

09/02/2005 - 01/03/2007

FARMERS FINANCIAL SOLUTIONS, LLC (MOBILE AL)

AL

09/30/1998 - 10/04/2003

COMPASS BROKERAGE, INC. (BIRMINGHAM AL)

MN

06/13/1997 - 04/01/1998

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

06/13/1997 - 04/01/1998

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

BOTH

Issued 07/24/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 07/29/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/12/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Dariel Porter Murray.
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