Unclaimed
Daren Taruo Suzuki is an investment advisor representative with LPL Financial LLC, and has been in the industry since 1990. Daren has a diverse range of experience, having worked with various firms over the years, including Transamerica Investors Securities Corporation, Allstate Financial Services, LLC, and UVEST Financial Services Group, Inc. Daren holds licenses in multiple states and is qualified to provide investment advice in several areas. Daren specializes in offering financial planning, pension consulting, and educational seminars to individuals, corporations, and other businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
HI
11/22/2024 - Present
LPL Financial LLC (HONOLULU HI)
CA
08/16/2011 - 11/05/2019
TRANSAMERICA INVESTORS SECURITIES CORPORATION (LOS ANGELES CA)
HI
06/09/2004 - 08/11/2010
ALLSTATE FINANCIAL SERVICES, LLC (HONOLULU HI)
NC
12/11/2002 - 07/08/2004
UVEST FINANCIAL SERVICES GROUP, INC. (CHARLOTTE NC)
CA
01/22/2002 - 12/02/2002
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
HI
09/06/1994 - 01/17/2002
PACIFIC CENTURY INVESTMENT SERVICES, INC (HONOLULU HI)
CA
03/03/1994 - 09/13/1994
COWLES, SABOL & COMPANY, INCORPORATED (CAMARILLO CA)
VA
09/17/1993 - 03/08/1994
GNA SECURITIES, INC. (GLEN ALLEN VA)
MA
03/17/1989 - 09/07/1993
SUN INVESTMENT SERVICES COMPANY (WELLESLEY HILLS MA)
BOTH
Issued 09/16/2017
Series 66 - Uniform Combined State Law Examination
IA
Issued 11/10/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/26/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/05/1994
Series 7 - General Securities Representative Examination
BC
Issued 03/16/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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