Unclaimed
Darell R. Faust is a financial advisor in Quincy, IL, and has been in the industry since August 1982. Darell R. Faust is currently registered with Cambridge Investment Research Advisors, Inc. Darell R. Faust also has previous registrations with Cambridge Investment Research, Inc., Investment Planners, Inc., First Heartland Capital, Inc., Brokers International Financial Services, LLC., and Sicor Securities Inc. Darell R. Faust has passed the Series 6, Series 63, Series 65 and SIE exams. Darell R. Faust also has a CPA designation. Darell R. Faust is a registered Investment Advisor Representative. Darell R. Faust specializes in providing financial services for individuals, high-net-worth individuals, and small businesses. Darell R. Faust offers a variety of financial services including financial planning, portfolio management, and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
IL
01/24/2020 - Present
Cambridge Investment Research Advisors, Inc. (Quincy IL)
IL
01/24/2020 - 07/28/2020
CAMBRIDGE INVESTMENT RESEARCH, INC. (Quincy IL)
IL
09/18/2017 - 01/28/2020
INVESTMENT PLANNERS, INC. (QUINCY IL)
IL
04/07/2014 - 09/19/2017
FIRST HEARTLAND CAPITAL, INC. (Quincy IL)
IL
08/17/2012 - 04/01/2014
BROKERS INTERNATIONAL FINANCIAL SERVICES, LLC. (QUINCY IL)
IL
01/18/2007 - 08/20/2012
SICOR SECURITIES INC (QUINCY IL)
IL
10/14/1993 - 10/31/2006
FIRST HEARTLAND CAPITAL, INC. (QUINCY IL)
NJ
08/25/1982 - 10/25/1993
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 01/27/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/22/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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