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Darcy Michael Brown

Thrivent Investment Management Inc.

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About Darcy Michael Brown

Darcy Michael Brown is a registered investment advisor representative with Thrivent Investment Management Inc. and has been working in the financial services industry since 1993. Darcy Michael Brown is registered in Minnesota and Wisconsin and has been working at Thrivent Investment Management Inc. since 2002. Previously, Darcy Michael Brown worked for Lutheran Brotherhood Securities Corp. in Minneapolis, Minnesota. Darcy Michael Brown holds Series 6, 7, 63, and 66 licenses and the SIE exam. Darcy Michael Brown provides financial planning and portfolio management for individuals and businesses.

Firm Information

Darcy Brown is currently registered with Thrivent Investment Management Inc.. Thrivent Investment Management Inc., founded in 1986, is a corporation headquartered in Minneapolis, Minnesota. The firm provides financial planning and portfolio management services for individuals, corporations, and other entities, including churches and non-profit organizations. Thrivent is registered with the SEC and in all 50 states.
Thrivent Investment Management Inc.

600 PORTLAND AVENUE SOUTH

MINNEAPOLIS, MN 55415

$14.81B

Assets Under Management

56,805

Total Clients

3,242

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Darcy Brown’s Registration & Firm History

WI

07/01/2002 - Present

Thrivent Investment Management Inc. (MENOMONIE WI)

MN

04/22/1993 - 07/01/2002

LUTHERAN BROTHERHOOD SECURITIES CORP. (MINNEAPOLIS MN)

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Licenses & Designations

BOTH

Issued 09/30/2004

Series 66 - Uniform Combined State Law Examination

BC

Issued 04/21/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/10/2002

Series 7 - General Securities Representative Examination

BC

Issued 04/21/1993

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Darcy Michael Brown. Review regulatory record here.
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