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Darcy Leigh Heppner

Nationwide Fund Distributors LLC

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About Darcy Leigh Heppner

Darcy Leigh Heppner is a registered representative with Nationwide Fund Distributors LLC, a firm headquartered in Columbus, Ohio. Darcy has been in the securities industry for over 20 years and has a strong track record of success. Darcy holds Series 7, 6, 63 and 24 licenses.

Firm Information

Darcy Heppner is currently registered with Nationwide Fund Distributors LLC. Nationwide Fund Distributors LLC is a Limited Liability Company formed on April 29, 2007. The firm is registered with the SEC and in all 50 states, as well as in Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

43

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Darcy Heppner’s Registration & Firm History

OH

06/13/2016 - Present

Nationwide Fund Distributors LLC (Columbus OH)

OH

02/05/2015 - 06/21/2016

NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)

OH

10/13/2010 - 02/06/2015

NATIONWIDE SECURITIES, LLC (COLUMBUS OH)

OH

12/12/2006 - 09/13/2010

NATIONWIDE INVESTMENT SERVICES CORPORATION (DUBLIN OH)

OH

02/27/2006 - 12/14/2006

1717 CAPITAL MANAGEMENT COMPANY (DUBLIN OH)

OH

12/05/2005 - 02/27/2006

NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)

OH

02/04/2005 - 11/28/2005

ADVISER DEALER SERVICES, INC. (DUBLIN OH)

WI

08/04/2004 - 12/02/2004

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)

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Licenses & Designations

IA

Issued 12/15/2005

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/05/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/06/2015

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/15/2010

Series 7 - General Securities Representative Examination

BC

Issued 08/03/2004

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Darcy Leigh Heppner.
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