Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Darcy? Claim Your ProfileDarcy Gail Glenn is a financial advisor with over 30 years of experience in the industry. Darcy currently works for Raymond James Financial Services Advisors, Inc. and is registered to provide investment advice in Alabama and Texas. Darcy's previous roles were with Morgan Stanley, Sterne, Agee & Leach, Inc., NBC Securities, Inc., SouthTrust Securities, LLC, and BHC Securities, Inc. In addition to her experience as a financial advisor, Darcy is also an artist.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
AL
12/06/2022 - Present
Raymond James Financial Services Advisors, Inc. (Birmingham AL)
AL
07/01/2013 - 06/13/2022
MORGAN STANLEY (Birmingham AL)
AL
07/01/2009 - 07/10/2013
STERNE, AGEE & LEACH, INC. (BIRMINGHAM AL)
AL
04/19/2007 - 06/29/2009
NBC SECURITIES, INC. (BIRMINGHAM AL)
AL
09/02/1986 - 04/22/2005
SOUTHTRUST SECURITIES, LLC (BIRMINGHAM AL)
NA
11/25/1985 - 04/04/1986
BHC SECURITIES, INC.
IA
Issued 03/29/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/19/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/01/1993
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/27/1989
Series 27 - Financial and Operations Principal Examination
BC
Issued 07/07/1987
Series 4 - Registered Options Principal Examination
BC
Issued 08/18/1986
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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