Unclaimed
Darcy Chin is a Registered Representative associated with Lazard Freres & Co. LLC, a firm based in New York. Darcy has been in the industry since 2006. Darcy is a Series 7, 24, 57, 87, 14 and SIE licensed representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/12/2015 - Present
Lazard Freres & Co. LLC (NEW YORK NY)
NY
04/19/2006 - 01/13/2015
FM PARTNERS HOLDINGS LLC (NEW YORK NY)
BC
Issued 01/09/2023
Series 14 - Compliance Officer Examination
BC
Issued 06/26/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/09/2018
Series 57 - Securities Trader Exam
BC
Issued 05/04/2007
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 04/18/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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