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Darcy Areline Williams

Barings Securities LLC

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About Darcy Areline Williams

Darcy Areline Williams is a registered representative with Barings Securities LLC and has been in the industry since January 8, 2023. Darcy Williams is registered in 51 states, as well as with FINRA. Darcy Williams holds the Series 7TO, Series 63, and SIE licenses.

Firm Information

Darcy Williams is currently registered with Barings Securities LLC. Barings Securities LLC, established in 2011, is a Limited Liability Company headquartered in the United States. The firm is registered with the SEC and holds licenses in all 50 states, as well as Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

35

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Darcy Williams’s Registration & Firm History

NC

01/09/2023 - Present

Barings Securities LLC (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 02/17/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/07/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/08/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Darcy Areline Williams.
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