Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Darcie? Claim Your ProfileDarcie Guerin is an experienced financial professional who has been in the industry since 1987. Darcie is currently registered with Raymond James & Associates, Inc. and has held previous positions with several other firms, including A. G. Edwards & Sons, Inc., NationsBanc Investments, Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Darcie is a licensed investment advisor representative (IAR) in Florida, North Carolina and Texas. Darcie offers a range of services including financial planning, portfolio management, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
07/19/2019 - Present
Raymond James & Associates, Inc. (MARCO ISLAND FL)
MO
02/01/1999 - 02/16/2005
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
MA
04/01/1998 - 01/08/1999
NATIONSBANC INVESTMENTS, INC. (BOSTON MA)
FL
06/19/1997 - 04/01/1998
BARNETT INVESTMENTS, INC. (JACKSONVILLE FL)
OH
12/05/1995 - 05/12/1997
KEY INVESTMENTS INC. (CLEVELAND OH)
NA
10/26/1994 - 10/05/1995
LINK INVESTMENT SERVICES, INC.
NY
06/30/1992 - 11/01/1994
NEW ENGLAND SECURITIES (NEW YORK NY)
NY
04/04/1991 - 05/20/1991
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
04/10/1990 - 04/12/1991
USLIFE EQUITY SALES CORP. (NEW YORK NY)
NY
07/24/1985 - 04/30/1990
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 04/08/2005
Series 66 - Uniform Combined State Law Examination
IA
Issued 02/12/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/11/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/23/2006
Series 24 - General Securities Principal Examination
BC
Issued 09/20/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/08/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/14/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 07/20/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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