Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Darce? Claim Your ProfileDarce Swaggert is a registered representative with Apollo Global Securities, LLC. Darce has been in the securities industry since March 28, 2002. Prior to joining Apollo Global Securities, LLC, Darce was employed by CREDIT SUISSE SECURITIES (USA) LLC and MIZUHO SECURITIES USA LLC. Darce holds the following securities licenses: Series 3, Series 7, Series 63, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/09/2023 - Present
Apollo Global Securities, LLC (New York NY)
IL
11/10/2021 - 02/15/2023
CREDIT SUISSE SECURITIES (USA) LLC (Chicago IL)
IL
06/05/2019 - 11/10/2021
MIZUHO SECURITIES USA LLC (CHICAGO IL)
NY
10/10/2001 - 12/17/2018
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 10/12/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/18/2001
Series 3 - National Commodity Futures Examination
BC
Issued 10/09/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Darce Swaggert is the right advisor for you? Invested Better is here to help.
