linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Darby Joseph McFarland

W & S Brokerage Services, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Darby? Claim Your Profile

About Darby Joseph McFarland

Darby McFarland is a financial professional with over 16 years of experience in the financial services industry. Darby is currently registered with W&S Brokerage Services, Inc. and has a Series 6, 26 and 63 license. In addition to this, Darby holds a Series 99TO and SIE license. Darby specializes in financial planning and portfolio management for individuals and families.

Firm Information

Darby McFarland is currently registered with W & S Brokerage Services, Inc.. W&S Brokerage Services, Inc. is a corporation formed in 1974 and headquartered in Cincinnati, Ohio. The firm provides investment advisory services to individuals and is registered with the SEC and in 52 states. With over 85 registered representatives, W&S Brokerage Services, Inc. manages over $122 million in assets for its clients, offering portfolio management services and selection of other advisers.
W & S Brokerage Services, Inc.

400 BROADWAY

CINCINNATI, OH 45202

$122.86M

Assets Under Management

451

Total Clients

434

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Darby McFarland’s Registration & Firm History

FL

01/08/2018 - Present

W&S Brokerage Services, Inc. (TAMPA FL)

NV

01/05/2017 - 08/11/2017

W&S BROKERAGE SERVICES, INC. (Las Vegas NV)

OH

06/09/2016 - 11/23/2016

TOUCHSTONE SECURITIES, INC. (CINCINNATI OH)

OH

11/29/2010 - 04/12/2016

W&S BROKERAGE SERVICES, INC. (CINCINNATI OH)

OH

06/02/2006 - 07/13/2010

TOUCHSTONE SECURITIES, INC. (CINCINNATI OH)

Not sure if Darby Joseph McFarland is right for you?

Licenses & Designations

BC

Issued 07/19/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/13/2009

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/01/2006

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Darby Joseph McFarland. Review regulatory record here.
Not sure if Darby Joseph McFarland is right for you?