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Darby J Minnick

Park Avenue Securities LLC

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About Darby J Minnick

Darby Minnick is a financial advisor with Park Avenue Securities LLC. Darby has been in the financial services industry since 1981. Darby holds a Series 6, 7, 10, 22, 63 and SIE licenses, as well as a Chartered Financial Consultant designation. Darby has experience with a wide range of financial products and services, including investment company products, variable contracts, direct participation programs, and financial planning. Darby is registered with the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC). Darby is also registered with the states of Arizona, California, Colorado, Delaware, Florida, Idaho, Maryland, Minnesota, Montana, Ohio, Tennessee, Texas, and Washington. Darby has a proven track record of success in the financial services industry and is committed to providing his clients with the highest level of service.

Firm Information

Darby Minnick is currently registered with Park Avenue Securities LLC. Park Avenue Securities LLC is a Limited Liability Company registered in the state of New York and has been operating since August 20, 1998. They provide financial planning and portfolio management services to individuals, high net worth individuals, corporations, pension and profit-sharing plans, charitable organizations, and captive insurance clients. The firm has a nationwide reach with registered offices in 53 states and the District of Columbia.
Park Avenue Securities LLC

10 HUDSON YARDS

NEW YORK, NY 10001

$11.88B

Assets Under Management

38,141

Total Clients

2,244

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Darby Minnick’s Registration & Firm History

MT

07/13/2022 - Present

Park Avenue Securities LLC (BOZEMAN MT)

NY

04/22/1999 - 05/03/1999

GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)

WI

07/20/1989 - 03/23/1999

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

WI

11/26/1981 - 03/23/1999

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)

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Licenses & Designations

BC

Issued 08/05/1989

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 01/02/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 02/02/1990

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/16/1989

Series 7 - General Securities Representative Examination

BC

Issued 08/05/1989

Series 22 - Direct Participation Programs Representative Examination

BC

Issued 11/07/1981

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Darby J Minnick.
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