Unclaimed
Darby Minnick is a financial advisor with Park Avenue Securities LLC. Darby has been in the financial services industry since 1981. Darby holds a Series 6, 7, 10, 22, 63 and SIE licenses, as well as a Chartered Financial Consultant designation. Darby has experience with a wide range of financial products and services, including investment company products, variable contracts, direct participation programs, and financial planning. Darby is registered with the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC). Darby is also registered with the states of Arizona, California, Colorado, Delaware, Florida, Idaho, Maryland, Minnesota, Montana, Ohio, Tennessee, Texas, and Washington. Darby has a proven track record of success in the financial services industry and is committed to providing his clients with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MT
07/13/2022 - Present
Park Avenue Securities LLC (BOZEMAN MT)
NY
04/22/1999 - 05/03/1999
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
WI
07/20/1989 - 03/23/1999
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
WI
11/26/1981 - 03/23/1999
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
BC
Issued 08/05/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/02/1990
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/1989
Series 7 - General Securities Representative Examination
BC
Issued 08/05/1989
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 11/07/1981
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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