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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Darby? Claim Your ProfileDarby Hecht Duncan is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc.. Darby Hecht Duncan has been in the industry since June 2001 and has been registered as a Broker/Dealer with the Securities and Exchange Commission since 2001. Darby Hecht Duncan is also registered as an Investment Advisor Representative. Darby Hecht Duncan has a wide range of experience in financial services, including portfolio management, financial planning, and investment advisory services. Darby Hecht Duncan has earned a number of licenses and designations, including Series 7, Series 6, Series 10, Series 24, Series 63, and Series 66. Darby Hecht Duncan is also a member of the Juvenile Diabetes Research Foundation. Darby Hecht Duncan is dedicated to providing clients with personalized financial advice and solutions that meet their unique needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
12/22/2015 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (TAMPA FL)
FL
06/05/2001 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (TAMPA FL)
BOTH
Issued 09/01/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/23/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/29/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/11/2010
Series 7 - General Securities Representative Examination
BC
Issued 06/04/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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