Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Darby? Claim Your ProfileDarby Elizabeth Whelan is a licensed financial professional affiliated with Northwestern Mutual Investment Services, LLC. Darby holds Series 7TO, Series 63 and SIE licenses. Darby has been in the industry for approximately 4 years, with registration in Indiana since May 2024. The professional's primary office is located in Indianapolis, Indiana.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
IN
05/06/2024 - Present
Northwestern Mutual Investment Services, LLC (Indianapolis IN)
BC
Issued 02/17/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/06/2024
Series 7TO - General Securities Representative Examination
BC
Issued 08/26/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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