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Dara M Cohen

SG Americas Securities, LLC

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About Dara M Cohen

Dara Cohen is a financial professional with over 18 years of experience in the industry. Dara is currently registered with SG Americas Securities, LLC. Prior to joining SG Americas Securities, LLC, Dara worked at Daiwa Capital Markets America Inc. and ADP Clearing & Outsourcing Services, Inc. Dara has a Series 7, Series 24, Series 53, Series 63, SIE, and Series 99TO license and holds a current registration in New York and New Jersey.

Firm Information

Dara Cohen is currently registered with SG Americas Securities, LLC. SG Americas Securities, LLC is a Limited Liability Company formed on August 8, 2003. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They have a history of regulatory events, including 109 disclosures, as well as a criminal disclosure and an arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

557

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Dara Cohen’s Registration & Firm History

NY

05/02/2011 - Present

SG Americas Securities, LLC (NEW YORK NY)

NY

04/24/2006 - 04/14/2011

DAIWA CAPITAL MARKETS AMERICA INC. (NEW YORK NY)

NY

10/28/2004 - 04/18/2006

ADP CLEARING & OUTSOURCING SERVICES, INC. (NEW YORK NY)

NY

04/28/2004 - 11/01/2004

BANC OF AMERICA SECURITIES LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/21/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/28/2006

Series 53 - Municipal Securities Principal Examination

BC

Issued 05/05/2006

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/27/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Dara M Cohen.
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