Unclaimed
Dara Gibbs is a financial advisor with Janney Montgomery Scott LLC and has been in the financial services industry since 2003. Dara is registered in Connecticut as both a Registered Investment Advisor (RIA) and a Securities Agent. Dara is also a Certified Financial Planner (CFP). Dara has previously worked for Prudential Annuities Distributors, Inc. and People's Securities, Inc. Dara's professional experience includes advising individuals, high net worth individuals, corporations, pension plans, and charitable organizations on a variety of financial matters. Dara can provide financial planning services, including investment advice, retirement planning, and estate planning. Dara also holds Series 7, Series 6, Series 63, and Series 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
CT
12/04/2018 - Present
Janney Montgomery Scott LLC (NEW HAVEN CT)
CT
08/21/2007 - 08/03/2017
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (SHELTON CT)
CT
05/02/2001 - 11/10/2006
PEOPLE'S SECURITIES, INC. (SOUTHINGTON CT)
IA
Issued 12/03/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/07/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/09/2018
Series 7 - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/01/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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