Unclaimed
Dara B. Stroud is a financial advisor at Raymond James & Associates, Inc., based in Mitchell, Indiana. Dara has over 1 year of experience in the financial services industry. Dara holds Series 63, Series 6TO and SIE licenses. Dara has been registered with the state of Indiana since March 1, 2024. Previously, Dara was employed by J.P. MORGAN SECURITIES LLC in Bedford, Indiana.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IN
03/01/2024 - Present
Raymond James & Associates, Inc. (Mitchell IN)
IN
02/03/2023 - 02/27/2024
J.P. MORGAN SECURITIES LLC (BEDFORD IN)
BC
Issued 01/13/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/03/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 12/08/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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