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Daphnee Karen Floreal

Nylife Securities LLC

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About Daphnee Karen Floreal

Daphnee Floreal is a licensed financial professional with Nylife Securities LLC. Daphnee has passed the Series 6TO and SIE exams and is registered with FINRA. Daphnee holds a current employment with Nylife Securities LLC and is located in New York, NY.

Firm Information

Daphnee Floreal is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Daphnee Floreal’s Registration & Firm History

NY

06/24/2024 - Present

Nylife Securities LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/24/2024

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 03/29/2024

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Daphnee Karen Floreal.
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