Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daphne? Claim Your ProfileDaphne Yvette Rushing is a financial advisor with Raymond James Financial Services Advisors, Inc., located in FRANKLIN, TN. Daphne has been in the financial services industry since 1998. Prior to joining Raymond James, Daphne worked for Merrill Lynch, Pierce, Fenner & Smith Incorporated, UBS Financial Services Inc., Citigroup Global Markets Inc., J.J.B. Hilliard, W.L. Lyons, Inc., UBS PaineWebber Inc., and J.C. Bradford & Co.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
TN
05/19/2016 - Present
Raymond James Financial Services Advisors, Inc. (FRANKLIN TN)
TN
09/09/2008 - 05/16/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FRANKLIN TN)
TN
03/11/2008 - 08/29/2008
UBS FINANCIAL SERVICES INC. (KNOXVILLE TN)
TN
03/14/2005 - 02/27/2008
CITIGROUP GLOBAL MARKETS INC. (KNOXVILLE TN)
KY
11/19/2001 - 12/17/2004
J.J.B. HILLIARD, W.L. LYONS, INC. (LOUISVILLE KY)
NJ
08/14/2000 - 11/26/2001
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
05/14/1998 - 08/14/2000
J.C. BRADFORD & CO. (NEW YORK NY)
BOTH
Issued 05/05/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/06/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/11/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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